Privacy Policy

Effective date: November 9, 2026

1. Who we are

WallStreet Research ("WSR", "we", "us") is an independent investor-research and investor-roadshow firm with offices in Los Angeles, California and Palm Beach County, Florida, operated by Alan Stone & Company, LLC, a Florida limited liability company. We publish research reports on public companies, host investor luncheon roadshows and virtual roadshows where company CEOs present, and keep in touch with investors and companies who ask to hear from us.

This policy explains what information we collect through wallstreetresearch.org, our sign-up and registration forms, our emails and (when we offer it) our text messages, what we do with it, and the choices you have.

If you have a question about this policy, write to us at alanstone@wallstreetresearch.org or 7765 Lake Worth Road, Suite 311, Lake Worth, FL 33467.

2. What we collect

Information you give us on our forms. Our forms ask for different things depending on what you sign up for:

• Investor sign-up: your name, email, mobile phone, the kind of investor you are, whether you are an accredited investor, your typical investment size, the sectors and event cities that interest you, and how you heard about us.
• Company inquiry: your name, your company and job title, email, phone, the company you would like to promote, its website, stock exchange, ticker and sector, the services you are interested in, your timeline and your goals.
• Event notices: your name, email, phone (optional) and the regions you want invitations for.
• Event registration: your name, phone, email, whether you are an accredited investor, the kind of investor you are, whether you would like to meet the CEO, and the event you are registering for.

You choose what to send. Fields marked as required are the ones we need to answer you or hold your seat.

Information our forms record automatically. When you arrive from one of our emails or pages, the form quietly records which campaign, list or page you came from, so we know which invitations people respond to. Our forms also use a bot check that looks at basic browser and device signals to tell people from automated spam.

Information from your visit to our website. Like most websites, our web host keeps standard visit statistics: your IP address, browser type, the pages you visited, the page that sent you to us and the time of your visit. We use these in summary form to see how the site is used and to keep it secure. Our site may set small cookies needed for it to work (for example, to remember a form you have started). We do not use advertising cookies.

Information from our emails. Our email service tells us whether an email was delivered, opened or clicked, so we can keep our lists clean and send fewer emails that nobody wants.

Information from events. If you attend a luncheon or virtual roadshow, we record that you attended and any follow-up you ask for, such as a meeting with the CEO.

Information from others. Sometimes a colleague or a company refers you to us. When that happens we contact you once, say who referred you, and add you to a list only if you say yes.

We do not ask for and do not want sensitive information such as Social Security numbers, account numbers or passwords. Please do not send it.

3. How we use it

We use your information to:

• send you the research, newsletters and event invitations you asked for;
• register you for events, hold your seat and send reminders and changes;
• arrange a meeting with a presenting company's CEO when you ask for one;
• answer a company's inquiry about our research and roadshow services;
• learn which invitations and pages people respond to, so we can send fewer and better messages;
• keep our site and forms secure and free of spam;
• keep records of your consent and your unsubscribe or opt-out requests, and meet our legal obligations.

We do not use your information for any purpose you would not reasonably expect from the form you filled in, and we do not make automated decisions about you that have legal or similar effects.

4. Who we share it with

We do not sell your information, and we do not rent or trade our lists.

We share information only in these cases:

• Service providers who run things for us under contract and only on our instructions: our website host, our customer-relationship and form system, our email delivery services, our bot-check service and, when text messaging is switched on, our text messaging provider and the mobile carriers who deliver the messages. They may use your information only to provide their service to us.
• Presenting companies at our events. When you register for an event or ask to meet a CEO, we may give the presenting company your name, firm, investor type and email so the meeting can happen. We never give them your mobile phone number or your text messaging consent.
• When the law requires it, to respond to a valid legal request, or to protect the rights and safety of WSR, our visitors or others.
• If our business changes hands, the new owner would take on this policy for the information it receives.

Text messaging data. Mobile phone numbers and text messaging consent collected for our text program are never shared with or sold to third parties or affiliates for their marketing or promotional purposes. Text messaging originator opt-in data and consent will not be shared with any third parties.

5. Text messages (SMS)

We do not send text messages today. Our forms already carry two optional boxes so that, if we start, we text only people who said yes. This section describes how our text program will work.

• Your choice. Agreeing to receive text messages is optional. Both boxes start unticked. You never need to agree to texts to sign up, register for an event, receive research or buy anything from us.
• Two kinds of messages. One box covers notification and status messages, such as event confirmations, reminders and schedule changes. The other covers marketing messages, such as invitations to new events and research announcements. You can tick either, both or neither.
• How often. Message frequency varies with our event calendar and your requests.
• Cost. Message and data rates may apply, according to your mobile plan.
• Stopping. Reply STOP to any message to stop receiving texts from us. We will send one message confirming that you have been unsubscribed and then no more. You can also ask us to stop at alanstone@wallstreetresearch.org.
• Help. Reply HELP to any message for help, or contact us at alanstone@wallstreetresearch.org.
• Carriers. Mobile carriers are not liable for delayed or undelivered messages.
• Your data. As stated in section 4, we do not share or sell your mobile number or text messaging consent to third parties or affiliates for marketing purposes.

The full terms of our text program are in our Terms of Service.

6. Email

Every marketing email we send includes our name, our postal address and a working unsubscribe link. When you unsubscribe, we stop sending you marketing email within 10 business days, usually much sooner. We may still send you a message you need about something you asked for, such as a seat you reserved.

Some notices, such as confirmations of a form you sent, may come from an address run by our technical service provider on our behalf.

We follow the U.S. CAN-SPAM Act. For people in Canada we also follow Canada's Anti-Spam Legislation (CASL): we email you only with your consent (or where the law allows it without, for example once after a personal referral), we identify ourselves in every message, and we honor unsubscribe requests within 10 business days.

7. How long we keep it

We keep your information while you stay on our lists or remain in contact with us. If you have not opened our emails, attended an event or contacted us for three years, we delete or anonymize your details. We keep a record of an unsubscribe or opt-out for as long as needed to make sure we do not contact you again.

8. How we protect it

We keep your information in secure, access-controlled systems, limit access to the people who need it, and use encrypted (https) connections on our site and forms. No system is perfectly secure, so we cannot promise absolute security, but we will tell you if a breach affects you as the law requires.

9. Your choices and rights

Everyone can:

• unsubscribe from our emails with the link in any email;
• stop text messages by replying STOP;
• ask us to see, correct or delete the information we hold about you, by writing to alanstone@wallstreetresearch.org.

California residents. California law gives you the right to know what personal information we collect, use and disclose; to have it deleted; to have inaccurate information corrected; to opt out of its sale or sharing for cross-context behavioral advertising; to limit the use of sensitive personal information; and not to be treated differently for using these rights. In plain words:

• We do not sell your personal information and do not share it for cross-context behavioral advertising, so there is nothing to opt out of; if your browser sends a Global Privacy Control signal, we treat it as an opt-out request anyway.
• We do not collect sensitive personal information as the law defines it.
• To make a request, write to alanstone@wallstreetresearch.org. We will confirm your request is really from you (usually by replying to the email address we have on file) and answer within 45 days. You may use an authorized agent; we may ask for proof that they act for you.
• We do not disclose personal information to third parties for their own direct marketing, so California's "Shine the Light" law does not require more from us; you can still ask us about it.

We honor these requests for everyone, wherever you live.

Do Not Track. Our site does not track you across other websites and does not allow advertisers to do so, so it does not change its behavior when your browser sends a "Do Not Track" signal.

10. Children

Our site, research and events are meant for adult investors and business people. They are not directed at children under 13, our forms are for people 18 and over, and we do not knowingly collect information from children. If you believe a child has sent us information, contact us and we will delete it.

11. Visitors outside the United States

We are based in the United States, and our service providers store information in the United States. If you contact us from Canada or elsewhere, your information will be handled in the United States under this policy.

12. Links to other sites

Our research and event pages link to company websites and other sites we do not control. Their own privacy policies apply when you visit them.

13. Changes to this policy

We may update this policy as our services change, for example when we start sending text messages. We will post the new version on this page with a new effective date, and if a change materially affects how we use information you already gave us, we will tell you by email before it applies.

14. Contact us

WallStreet Research

Alan Stone & Company, LLC

7765 Lake Worth Road, Suite 311, Lake Worth, FL 33467

Email: alanstone@wallstreetresearch.org

Text (310) 909 4134